Meet the Securities Regulators

Date:

Nov. 5, 2019

Time:

Location:

Washington Athletic Club, 1325 Sixth Ave
Seattle , WA

Please join us for an annual update from the Washington State Securities Division on its enforcement actions, proposed and final rules, rule interpretations and registration process for companies, broker-dealers and investment advisers.

Pre-registration for in-person attendance is now closed. On-site registration is available.

More information and registration.

More Information:

sections@wsba.org
Website

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