Meet the Securities Regulators
Date:
Nov. 5, 2019
Time:
Location:
Washington Athletic Club, 1325 Sixth Ave
Seattle , WA
Please join us for an annual update from the Washington State Securities Division on its enforcement actions, proposed and final rules, rule interpretations and registration process for companies, broker-dealers and investment advisers.
Pre-registration for in-person attendance is now closed. On-site registration is available.
More information and registration.
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